Attorneys

• Liam O'Brien
  Managing Partner

• Harry Delagrammatikas
  Senior Counsel

• R. Craig Zafis
  Of Counsel

• Therese Woods
  Of Counsel

• C. Mark Laskay
  Partner

• Gerad Soman
  Of Counsel

We counsel broker-dealers, registered representatives, investment advisers, hedge funds and other securities professionals regarding formation, registration, compliance, reporting, disclosure and trading issues.

Broker-Dealer Services

PRIVATE INVESTMENT Funds & Alternative Investments

REGISTERED INVESTMENT ADVISOR Services